How We Get Paid
It is extremely important to us that we openly disclose the fees you pay and the potential conflicts of interest that may exist in our relationship. Our clients pay us for the products and services that we provide in three potential ways:
A single fee for developing a personalized financial plan.
A percentage of the investment brokerage and/or advisory fees collected.
Commissions paid in the sale of insurance products.
Your Best Interest
Sparks Financial and the Northwestern Mutual Wealth Management Company actively support and follow the latest industry guidelines to provide you with detailed information in these areas.
Please see the following to learn more:
Client Relationship Summary
Summaries for brokerage and investment advisory services
Guide to Brokerage Services
SEC Regulation Best Interest disclosure